(Webinar) CARES Act Fraud Enforcement is Here: What Borrowers Under the COVID-19 Financial Relief Programs Need to Know to Mitigate Regulatory Risks (Compliance Round-Up: City Bar Series on COVID-19’s Impact on Ethics and Compliance)

NY City Bar Association Issues Report on CCO Liability: New Recommendations for the SEC (Investment Adviser Association)

Ignoring Warnings Earns US Bank Compliance Officer a $450K Personal Fine (Corporate Counsel)

“Operation Codebreaker” and the Culture of Compliance (Harvard Law School Forum on Corporate Governance)

New Report Stirs Old Fears of Compliance Officer Liability (Navex Global)