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Past Event
Apr 18, 2024 |
11 AM-3:30 PM |
CLE
Double Danger: How Corporations’ Political Activities Create Risks and Opportunities When Election Laws and Corporate Governance Intersect
View DetailsIn the News
February 13, 2024
SEC Enforcement Targets Anti-Whistleblower Practices in Financial Firm’s Settlement Agreements with Retail Clients by Imposing Highest Penalty in Standalone Enforcement Action Under Exchange Act Rule 21 F-17(a) (National Law Review)
SEC Enforcement Targets Anti-Whistleblower Practices in Financial Firm’s Settlement Agreements with Retail Clients by Imposing Highest Penalty in Standalone Enforcement Action Under Exchange Act Rule 21 F-17(a) (National Law Review)Past EventOn-Demand CLE
Oct 24, 2023 |
9 AM-6 PM |
On-Demand
Compliance Institute 2023
View On-DemandIn the News
November 17, 2023