SEC’s Enforcement Head: It’s Time for ‘Proactive Compliance’ (Corporate Compliance Insights)

Corporate Compliance Insights, January 30, 2024  

SEC’s Enforcement Head: It’s Time for ‘Proactive Compliance’ 

‘Public trust in our institutions is faltering … but it is clear that we cannot reverse those trends alone,’ [Gurbir S.] Grewal told the New York City Bar Association’s October compliance institute. ‘We need your help to do so. We need to work together to create what I call a culture of proactive compliance.’