SEC’s Peirce raises concerns over CCO liability (Corporate Secretary)

Corporate Secretary, October 28, 2020

SEC’s Peirce raises concerns over CCO liability

In a speech earlier this month, Peirce said she shared fears some observers have raised that a growing ‘specter of personal liability’ may lead to some talented individuals giving up a career in compliance. She noted that the New York City Bar earlier in 2020 publish a report outlining this and other issues and offering recommendations.

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