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Pressure on business or individual? CCOs torn on DOJ certifications (Compliance Week)
Date
December 12, 2022
Compliance Week, December 12, 2022
Pressure on business or individual? CCOs torn on DOJ certifications
The New York City Bar Association last year proposed a CCO liability framework for the SEC, which homed in on charging decisions made for actions that do not result from fraud or obstruction on the part of the CCO.
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