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Apr 13, 2021 Event(Webcast) Chief Compliance Officer Fireside Chat
Mar 22, 2021 City Bar In The NewsBankers And Regulators Want More Cooperation To Combat Money Laundering (Buzzfeed)
Dec 17, 2020 City Bar In The NewsManaging CCO Risk Without A Liability Standard From SEC (Law360)
Nov 11, 2020 City Bar In The NewsChief Compliance Officers (CCOs) and Personal Liability (Board and Fraud)
Oct 28, 2020 City Bar In The NewsSEC’s Peirce raises concerns over CCO liability (Corporate Secretary)