In the News
Distinction between CCO and company key to any liability framework (Compliance Week)
Compliance Week, June 22, 2021
Distinction between CCO and company key to any liability framework
It is with this in mind that the New York City (NYC) Bar Association earlier this month proposed a framework for regulators—namely, the Securities and Exchange Commission (SEC)—to use when considering charging CCOs or their companies. The framework strives to express just how much of an uphill battle CCOs inherently face and the vulnerability that such a position creates.
