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SEC enforcement leader urges ‘proactive compliance’ by in-house counsel (Governance Intelligence)
Governance Intelligence, November 1, 2023
SEC enforcement leader urges ‘proactive compliance’ by in-house counsel
In comments delivered at a recent New York City Bar Association Compliance Institute event, [SEC Enforcement Director Gurbir] Grewal noted that public trust in many institutions such as Congress is weak and that research shows few Americans have strong faith in major companies.
