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SEC crackdown on whistleblower violations a warning on employment contracts (Compliance Week)
Date
October 31, 2023
Compliance Week, October 31, 2023
SEC crackdown on whistleblower violations a warning on employment contracts
[SEC Enforcement Director Gurbir] Grewal said in an October 24 speech at the New York City Bar Association’s Compliance Institute that the enforcement cases are proof the agency is committed to ensuring compliance with its whistleblower protection rule.
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