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- Securities Regulation Committee
Reports
November 1, 2010
Comments to the SEC on proposed amendments to Regulation S-K under the Securities Act of 1933 and the Securities Exchange Act of 1934 Affecting Disclosures of Short-Term Borrowings (File No. S7-22-10) (November 2010)
Comments to the SEC on proposed amendments to Regulation S-K under the Securities Act of 1933 and the Securities Exchange Act of 1934 Affecting Disclosures of Short-Term Borrowings (File No. S7-22-10) (November 2010)Reports
September 1, 2010
Letter to the Financial Accounting Standards Board commenting on the FASB’s proposal relating to disclosure of certain loss contingencies (File Reference No.1840-100) (September 2010)
Letter to the Financial Accounting Standards Board commenting on the FASB’s proposal relating to disclosure of certain loss contingencies (File Reference No.1840-100) (September 2010)Reports
February 1, 2010
Letter to the SEC on the proposed amendments (File No. S7-30-09) to Rule 163 under the Securities Act of 1933 which would allow well-known seasoned issuers to test the market via underwriters or dealers further facilitating registered offerings (January 2010)
Letter to the SEC on the proposed amendments (File No. S7-30-09) to Rule 163 under the Securities Act of 1933 which would allow well-known seasoned issuers to test the market via underwriters or dealers further facilitating registered offerings (January 2010)Reports
December 1, 2009
Letter to the SEC commenting on proposed amendments to rules relating to credit ratings disclosure (File No. S7-24-09) and concept release on possible rescission of rule 436(g) under the Securities Act of 1933 (File No. S7-25-09) (December 2009)
Letter to the SEC commenting on proposed amendments to rules relating to credit ratings disclosure (File No. S7-24-09) and concept release on possible rescission of rule 436(g) under the Securities Act of 1933 (File No. S7-25-09) (December 2009)Reports
July 1, 2008
Letter to the Securities and Exchange Commission (the “Commission”) commenting on proposed amendments (File No. S7-05-08) by the Commission to the rules relating to foreign private issuer reporting under the Securities Exchange Act of 1934.
Letter to the Securities and Exchange Commission (the “Commission”) commenting on proposed amendments (File No. S7-05-08) by the Commission to the rules relating to foreign private issuer reporting under the Securities Exchange Act of 1934.Reports
July 1, 2008
Letter to the Securities and Exchange Commission (the “Commission”) commenting on proposed amendments (File No. S7-04-08) by the Commission to amend Rule 12(g) under the Securities Exchange Act of 1934 which relates to foreign private issuers.
Letter to the Securities and Exchange Commission (the “Commission”) commenting on proposed amendments (File No. S7-04-08) by the Commission to amend Rule 12(g) under the Securities Exchange Act of 1934 which relates to foreign private issuers.Reports
May 1, 2006
Letter to the SEC commenting on its proposed recommendations for changes in the current regulatory system for smaller companies under the securities laws of the United States
Letter to the SEC commenting on its proposed recommendations for changes in the current regulatory system for smaller companies under the securities laws of the United StatesReports
May 1, 2006