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  • Securities and Exchange Commission
Past Event
Sep 14, 2016 | 6-9 PM | CLE

Whistleblowers on Wall Street: Dodd-Frank Whistleblower Developments 2016

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Past Event
Sep 15, 2017 | 9 AM-1 PM | CLE

What You Need to Know About Capital Markets Law: SEC Securities Registration vs. Private Placements, SEC Reporting and SEC Liability

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Past Event
Oct 3, 2017 | 9 AM-12 PM | CLE

Recent Trends in Foreign Corrupt Practices Act Enforcement

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Past Event
Apr 17, 2018 | 9 AM-12 PM | CLE

The Basics of Enforcement Actions and Civil Litigation Related to Swaps, Futures, and Options

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Past Event
Jan 14, 2019 | 6:30-8:30 PM | Event

Hot Topics In Federal Securities Litigation

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Past Event
Jun 28, 2019 | 9 AM-1 PM | CLE

A “How to Guide” to Basic Derivatives, Swaps Clearing & Structured Products

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