Comments to the FTC and SEC on proposed rulemaking under the Dodd-Frank Wall Street Reform and Consumer Protection Act

Committee Report

July 1, 2013

Letter to the SEC commenting on proposed Regulation SCI and proposed Rules 13n-6 and 822 in the context of their possible application to security-based swap data repositories (SB SDR’s) and security-based swap execution facilities (SB SEF’s)

Letter to the SEC commenting on proposed Regulation SCI and proposed Rules 13n-6 and 822 in the context of their possible application to security-based swap data repositories (SB SDR’s) and security-based swap execution facilities (SB SEF’s)

Committee Report

March 1, 2013

Letter to the Commodity Futures Trading Commission and Securities and Exchange Commission commenting on the use of the term “notional amount” in recent regulation and the issues arising in the calculation of “notional amount”

Letter to the Commodity Futures Trading Commission and Securities and Exchange Commission commenting on the use of the term “notional amount” in recent regulation and the issues arising in the calculation of “notional amount”

Committee Report

November 1, 2011

Letter to the SEC and CFTC on proposed rules concerning swaps dealers and major swap participants

Letter to the SEC and CFTC on proposed rules concerning swaps dealers and major swap participants