(Webinar) Risk Management and Controls: What Stakeholders Can Learn From the Recent Bank Failures

Tuesday, June 13, 2023 | 12:30 pm – 2:30 pm

Register for the Webinar

Program Co-Chairs:

Clark Abrams, Chief, Money Laundering and Financial Investigations Unit, Office of the Special Narcotics Prosecutor for the City of New York

Martin Grant, Global Head of Regulatory Affairs & Integrity, JST Capital

Leigh Llewelyn, Compliance Officer and Counsel, Point72

Lanier Saperstein, Partner, Dorsey & Whitney

  • In light of recent bank failures, risk management has taken center stage.  While the causes of the recent bank failures are not yet fully known, effective risk management can protect a bank in times of extreme stress.  But how do banks achieve effective risk management?  And what role should compliance play in risk governance?

    This webinar will focus on compliance’s role in risk management. Topics include:

    • Assessing risk
    • The role of corporate culture in integrating compliance into effective risk management
    • Lessons learned from the bank failures

    Program Fee:
    $129 Member | $229 Nonmember

  • Moderator:

    Clark Abrams
    Chief, Money Laundering and Financial Investigations Unit
    Special Narcotics Prosecutor for the City of New York

    Speakers:

    Brian Barnier
    Head of Analytics, Value Bridge Advisors

    Janet Halecky
    Managing Director of Compliance, Wells Fargo & Co

    Joseph Lynyak
    Dorsey & Whitney LLP

    Margaret Tahyar
    Partner, Davis Polk

  • 12:30pm – 12:40pm
    Introductions and Agenda

    12:40pm – 1:00pm
    The Bank Failures and Their Root Causes

    1:00pm  – 1:20pm
    Intersection Between Risk and Compliance

    1:20pm – 1:40pm
    Role of Counsel and Compliance Officers in Assessing Risk

    1:40pm – 2:00pm
    The Role That Culture Can Play in Mitigating Risk

    2:00pm – 2:20pm
    Lessons Learned, Takeaways From Prior and Current Bank Failures

    2:20pm – 2:30pm
    Questions

  • New York: 2.0 Professional Practice
    New Jersey: 2.0 General
    California: 2.0 General
    Pennsylvania: 1.5 General
    Connecticut: Available to Licensed Attorneys

  • Sponsoring Association Committees:
    Banking Law, N. Adele Hogan, Chair
    Compliance, Patrick T. Campbell, Adam Felsenthal, Co-Chairs
    Task Force on Digital Technologies, Lorraine S. McGowen, Edward So, Jerome Walker, Co-Chairs

    Sponsorship Opportunities are Available! Please Contact:
    Yelena Balashchenko, Manager, Business Development & Sponsorships | (212) 382-6608 | ybalashchenko@nycbar.org

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