(POSTPONED) Coronavirus and Bank Regulatory: Basics and Beyond

Friday, March 20, 2020 | 9:00 am – 1:00 pm

Program Chair:

Adele Hogan
Nelson Mullins Riley & Scarborough LLP

Description
Faculty
Agenda
CLE Credit
Sponsors

This course will enable both in-house and outside counsel to expand their skills and be more valuable to their clients by covering the why, what, when, where and how of bank regulations. The bank regulatory environment has completely changed in the last few years and further changes are coming. You will learn about these changes from experts in the field.

This basic course will cover the three lines of defense for regulatory matters – business units, compliance/legal and audit. It will cover the Volcker Rule, capital requirements (CCAR, DFAST), liquidity (Basel IV), Resolution Plans (“Living Wills”), Anti-Money Laundering (“AML”), Know Your Customer (“KYC”), Sanctions, Office of Foreign Asset Control (“OFAC”), Foreign Corrupt Practices Act (“FCPA”), Committee on Foreign Interests in the US (“CFIUS”), data privacy rules and other important bank regulations.

An expert panel will cover:
- Bank Regulatory Basic Regulatory Framework
- Key Compliance Areas and Trends
- Roles of Business Units, Legal, Compliance and Audit
- Ethics Related to Selected Bank Regulations
Who Should Attend: Lawyers who practice in finance, securities, lending, M&A, litigation, anti-financial crimes and regulatory areas need to increase their knowledge of this area to effectively advise clients.

Program Fee: $239 for Members | $339 for Nonmembers

Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2018-2020), In-House/Corporate Counsel, Judges, or attorneys that practice within the Government, Academic or Not-for-Profit sectors attend this program for free.
Matthew Homer
Executive Deputy Superintendent, Research & Innovation Division
New York State Department of Financial Services

Adam Hopkins
Managing Director
Mizuhocap

Yosef Ibrahimi
Director, General Counsel Department
Credit Suisse

Andrea Lowenthal
Head of Legal | Institutional & International Banking
ANZ America
Australia and New Zealand Banking Group Limited

Gregory J. Lyons
Debevoise & Plimpton LLP

Jeffrey Medeiros
Former Senior Vice President, General Counsel and Corporate Secretary
USAA Bank

Matthew F. Musselman
Executive Director and Assistant General Counsel
JPMorgan Chase & Co.

Stephen M. Salley
Sullivan & Cromwell LLP

Reena Agrawal Sahni
Shearman & Sterling LLP

Kathryn E. Schneider
Vice President & Deputy General Counsel
Medidata Solutions

Susan Steinthal
EVP & Deputy General Counsel
Citizens Bank

Christina Voulgarelis
Senior Attorney
Federal Deposit Insurance Company
9:00 am – 9:10 am
Introduction
Adele Hogan

9:10 am – 10:00 am
Bank Regulatory Basic Regulatory Framework
Adam Hopkins, Matt Musselman, Stephen Salley, Christina Voulgarelis

10:00 am – 11:00 am
Key Compliance Areas and Trends
Matt Homer, Jeff Medieros, Reena Agrawal Sahni

11:00 am – 12:00 pm
Roles of Business Units, Legal, Compliance and Audit
Yosef Ibrahimi, Greg J. Lyons, Andrea Lowenthal

12:00 pm – 1:00 pm
Ethics Related to Selected Bank Regulatory Matters
Adele Hogan, Kathryn Schneider, Susan Steinthal
New York: 4.5 Total: 3.5 Professional Practice, 1.0 Ethics
New Jersey: 4.7 total: 3.5 General & 1.2 Professional Responsibility
California: 3.75 total: 2.75 General & 1.0 Professional Responsibility
Pennsylvania: 3.5 total: 2.5 General & 1.0 Professional Responsibility
Connecticut: Available to Licensed Attorneys
Sponsoring Association Committees:
Banking Law, Gregory J. Lyons, Chair
Mergers, Acquisitions & Corporate Control Contests, Trevor S. Norwitz, Chair
Private Investment Funds, Rebecca F. Silberstein, Chair
Securities Regulation, David S. Huntington, Chair

Sponsorship Opportunities are Available! Please Contact:
Angie Avila, Manager, Membership Outreach and Sponsorships | (212) 382-6608 | aavila@nycbar.org

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