Originally held on Wednesday, September 21 | 6 pm – 9 pm
Program Chair:
-
This annual update program will explore current issues and recent developments relating to ethical duties and responsibilities of attorneys and other participants in corporate internal investigations involving public companies and other entities. These issues will be discussed from the point of view of counsel for the entity, investigating counsel, counsel for individual executives and government representatives. The presentation will touch on a broad array of ethical issues, devoting special attention to current developments concerning prosecution and regulatory strategies, conflicts of interest, protection and waiver of the attorney-client privilege, counseling of employee witnesses, the federalization of ethical obligations imposed on attorneys under the Sarbanes-Oxley legislation of 2002, and the impact of the Dodd-Frank legislation of 2010. The faculty will also discuss special issues raised by global investigations, involving multinational entities.
DVDs & CDs: $229 Member | $329Nonmember
On-Demand: $179 Member| $249 Nonmember
Materials Only (No CLE Credit): $99 Member | $129 Nonmember -
Katherine R. Goldstein
Chief, Securities and Commodities Task Force
US Attorney’s Office, SDNYProf. Bruce A. Green
Director, Stein Center & Louis Stein Chair of Law
Fordham University School of LawKaren B. Konigsberg
Executive Director and Counsel
UBS AGDenis J. McInerney
Davis, Polk & Wardwell, LLPAmy E. Millard
Clayman & Rosenberg, LLPBreon S. Peace
Cleary Gottlieb Steen & Hamilton, LLPKaren Patton Seymour
Sullivan & Cromwell, LLP -
6:00 pm – 6:15 pm Introduction and Presentation of Hypothetical
Frank H. Wohl6:15 pm – 6:35 pm Part I – Investigating Counsel - Qualifications of Investigating Counsel
- Responsibilities and Risks of Investigating Counsel
Breon S. Peace
6:35 pm – 6:55 pm Part II – Outside Counsel for the Company - Avoiding Conflicts of Interest
- Handling Surprises
Karen Patton Seymour
6:55 pm – 7:15 pm Part III – Outside Counsel for the Company - Protecting Client Information
- Joint Defense Agreements
Denis McInerney
7:15 pm – 7:30 pm Break 7:30 pm – 7:50 pm Part IV – Inside Counsel for the Company - International Issues
- Protecting Company Information
Karen Konigsberg
7:50 pm – 8:10 pm Part V – Counsel for Individuals - International Issues
- Playing Well With Others: Joint Defense Agreements
Amy Millard
8:10 pm – 8:30 pm Part VI – Counsel for the Government - Current Government Policies
- Expectations of Investigating Counsel and Companies
Katherine Goldstein
8:30 pm – 8:45 pm Ethics Wrap-Up
Prof. Bruce A. Green8:45 pm – 9:00 pm Questions and Answers -
This program provides 3.0 credits in ethics for the New York & New Jersey MCLE requirements. California & Pennsylvania credit differs as it is based on a 60-minute credit hour. The live program provided transitional credit to newly admitted attorneys; the recording does not provide transitional credit.
-
Sponsoring Association Committee: White Collar Crime | Karen Patton Seymour, Chair
Sponsorship Opportunities are Available! Please Contact:
Maricela Alfonso| Membership and CLE Relations Associate| (212) 382-6608 | MAlfonso@nycbar.org______________________________________________________________