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Committee Reports
With over 150 committees covering an enormous number of issues, the expertise of the City Bar membership is both wide and deep. Through its committees, the City Bar issues hundreds of reports and produces hundreds of events each year.
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- Securities Regulation Committee
Reports
October 1, 2012
Letter to the SEC commenting on proposed amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933 which would implement Section 201 (a) of the Jumpstart Our Business Startups Act of 2012 ( “JOBS Act”) and eliminate the prohibition against general solicitation and general advertising (October 2012)
Letter to the SEC commenting on proposed amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933 which would implement Section 201 (a) of the Jumpstart Our Business Startups Act of 2012 ( “JOBS Act”) and eliminate the prohibition against general solicitation and general advertising (October 2012)Reports
June 1, 2012
Letter to the SEC providing comments on Title V: Private Company Flexibility and Growth of the Jumpstart Our Business Startups Act of 2012 (JOBS Act) (June 2012)
Letter to the SEC providing comments on Title V: Private Company Flexibility and Growth of the Jumpstart Our Business Startups Act of 2012 (JOBS Act) (June 2012)Reports
May 1, 2012
Letter to the SEC providing comments on Title 1: Reopening American Capital Markets to Emerging Growth Companies of the Jumpstart Our Business Startups Act of 2012 (JOBS Act) (May 2012)
Letter to the SEC providing comments on Title 1: Reopening American Capital Markets to Emerging Growth Companies of the Jumpstart Our Business Startups Act of 2012 (JOBS Act) (May 2012)Reports
May 1, 2012
Letter to the SEC providing comments on regulatory initiatives under the Jumpstart Our Business Startups Act of 2012 (the JOBS Act) (May 2012)
Letter to the SEC providing comments on regulatory initiatives under the Jumpstart Our Business Startups Act of 2012 (the JOBS Act) (May 2012)Reports
February 1, 2012
Letter to the SEC commenting on amendments to the proposal by the Financial Industry Regulatory Authority, Inc. to adopt new FINRA Rule 5123 (Private Placement of Securities) (February 2012)
Letter to the SEC commenting on amendments to the proposal by the Financial Industry Regulatory Authority, Inc. to adopt new FINRA Rule 5123 (Private Placement of Securities) (February 2012)Reports
November 1, 2011
Letter to the SEC commenting on the proposal by the Financial Industry Regulatory Authority, Inc. to adopt new FINRA Rule 5123 (Private Placement of Securities) (November 2011)
Letter to the SEC commenting on the proposal by the Financial Industry Regulatory Authority, Inc. to adopt new FINRA Rule 5123 (Private Placement of Securities) (November 2011)Reports
November 1, 2011
Letter to the Public Company Accounting Oversight Board (PCAOB) on possible revisions to the PCAOB standards related to reports on audited financial statements (October 2011)
Letter to the Public Company Accounting Oversight Board (PCAOB) on possible revisions to the PCAOB standards related to reports on audited financial statements (October 2011)Reports
August 1, 2011
Letter to the SEC on File No S7-21-11, Implementing Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Comments on Disqualification of Felons and Other Bad Actors from Rule 506 Offerings (August 2011)
Letter to the SEC on File No S7-21-11, Implementing Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Comments on Disqualification of Felons and Other Bad Actors from Rule 506 Offerings (August 2011)Reports
March 1, 2011