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- Compliance
Past Event
Jun 28, 2023 |
5:30-8 PM |
Event
Are You Ready for Local Law 97?: Carbon Reduction in New York’s Built Environment
View DetailsIn the News
April 20, 2023
Taking the Pulse of Recent Developments Affecting CCO Liability and the Establishment of a Compliance Culture (Private Equity Law Report)
Taking the Pulse of Recent Developments Affecting CCO Liability and the Establishment of a Compliance Culture (Private Equity Law Report)Past Event
Mar 16, 2023 |
6-7 PM |
Event
Intersections in Financial Services Regulation: BSA/Fraud and Consumer Compliance
View DetailsIn the News
December 7, 2022
Five compliance triumphs from 2022 (Compliance Week)
Five compliance triumphs from 2022 (Compliance Week)Reports
November 1, 2022
Letter in Response to SEC Request for Comment on Proposed Rules Regarding Investment Advisers to Private Funds (CCO Independence Provision)
Letter in Response to SEC Request for Comment on Proposed Rules Regarding Investment Advisers to Private Funds (CCO Independence Provision)In the News
October 31, 2022