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- Futures & Derivatives Regulation Committee
Past Event
Jun 19, 2018 |
9 AM-12 PM |
CLE
Selected Ethics Issues In Mediation & Settlement Negotiations
View DetailsPast Event
Jan 18, 2018 |
9 AM-12:30 PM |
CLE
Bitcoin and Initial Coin Offerings (ICOs): A Primer on Offerings, Trading and Enforcement
View DetailsPast Event
Apr 17, 2018 |
9 AM-12 PM |
CLE
The Basics of Enforcement Actions and Civil Litigation Related to Swaps, Futures, and Options
View DetailsReports
September 29, 2017
Comment Letter to CFTC on Project KISS Initiative
Comment Letter to CFTC on Project KISS InitiativeReports
March 31, 2014
Letter to the National Futures Association (NFA) commenting on the NFA’s authority to impose a capital requirement on its commodity pool operator and commodity trading advisor members
Letter to the National Futures Association (NFA) commenting on the NFA’s authority to impose a capital requirement on its commodity pool operator and commodity trading advisor membersReports
July 1, 2013
Letter to the SEC commenting on proposed Regulation SCI and proposed Rules 13n-6 and 822 in the context of their possible application to security-based swap data repositories (SB SDR’s) and security-based swap execution facilities (SB SEF’s)
Letter to the SEC commenting on proposed Regulation SCI and proposed Rules 13n-6 and 822 in the context of their possible application to security-based swap data repositories (SB SDR’s) and security-based swap execution facilities (SB SEF’s)Reports
March 1, 2013
Letter to the Commodity Futures Trading Commission and Securities and Exchange Commission commenting on the use of the term “notional amount” in recent regulation and the issues arising in the calculation of “notional amount”
Letter to the Commodity Futures Trading Commission and Securities and Exchange Commission commenting on the use of the term “notional amount” in recent regulation and the issues arising in the calculation of “notional amount”Reports
July 1, 2011