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- Securities and Exchange Commission
Past Event
Jun 28, 2019 |
9 AM-1 PM |
CLE
A “How to Guide” to Basic Derivatives, Swaps Clearing & Structured Products
View DetailsPast Event
Jan 14, 2019 |
6:30-8:30 PM |
Event
Hot Topics In Federal Securities Litigation
View DetailsPast Event
Apr 17, 2018 |
9 AM-12 PM |
CLE
The Basics of Enforcement Actions and Civil Litigation Related to Swaps, Futures, and Options
View DetailsPast Event
Oct 3, 2017 |
9 AM-12 PM |
CLE
Recent Trends in Foreign Corrupt Practices Act Enforcement
View DetailsPast Event
Sep 15, 2017 |
9 AM-1 PM |
CLE
What You Need to Know About Capital Markets Law: SEC Securities Registration vs. Private Placements, SEC Reporting and SEC Liability
View DetailsPast Event
Sep 14, 2016 |
6-9 PM |
CLE