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- Investment Management Regulation Committee
Reports
February 10, 2020
Investment Adviser Advertisement Proposals: Comments
Investment Adviser Advertisement Proposals: CommentsReports
October 14, 2014
Letter to the SEC commenting on proposed amendments to remove references to credit ratings of nationally recognized statistical rating organizations
Letter to the SEC commenting on proposed amendments to remove references to credit ratings of nationally recognized statistical rating organizationsReports
May 1, 2012
Letter to the Commodity Futures Trading Commission offering comments on the proposing release Harmonization of Compliance Obligations for Registered Investment Companies Required to Register as Commodity Pool Operators (May 2012)
Letter to the Commodity Futures Trading Commission offering comments on the proposing release Harmonization of Compliance Obligations for Registered Investment Companies Required to Register as Commodity Pool Operators (May 2012)Reports
May 1, 2011