The Investment Management Regulation Committee focuses on regulatory and litigation issues faced by investment advisers and pooled investment vehicles, particularly mutual funds and other types of registered investment companies. Recent topics addressed by the Committee include mutual fund governance (including the oversight role of fund directors), the distribution of mutual fund shares, regulatory initiatives applicable to money market funds and the regulation of political contributions by investment managers and their employees.
The Investment Management Regulation Committee focuses on regulatory and litigation issues faced by investment advisers and pooled investment vehicles, particularly mutual funds and other types of registered investment companies. Recent topics addressed by the Committee include mutual fund governance (including the oversight role of fund directors), the distribution of mutual fund shares, regulatory initiatives applicable to money market funds and the regulation of political contributions by investment managers and their employees.
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