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Taking the Pulse of Recent Developments Affecting CCO Liability and the Establishment of a Compliance Culture (Private Equity Law Report)
Private Equity Law Report, April 20, 2023
Taking the Pulse of Recent Developments Affecting CCO Liability and the Establishment of a Compliance Culture
In June 2021, the NYCBA, in conjunction with several financial industry bodies, released a framework for regulators to use when determining whether a CCO should be held personally liable for a firm’s violations.
