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Feb 25, 2021 CLE(Webcast) Biden Administration Regulatory Update: What Legal and Compliance Need To Know
Mar 22, 2021 CLE(Webcast) FinCEN Leak: Next Steps for the Financial Industry
Dec 17, 2020 City Bar In The NewsManaging CCO Risk Without A Liability Standard From SEC (Law360)
Nov 11, 2020 City Bar In The NewsChief Compliance Officers (CCOs) and Personal Liability (Board and Fraud)
Oct 28, 2020 City Bar In The NewsSEC’s Peirce raises concerns over CCO liability (Corporate Secretary)