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Featured
Nov 11, 2020
City Bar In The News
Chief Compliance Officers (CCOs) and Personal Liability (Board and Fraud)
Oct 28, 2020
City Bar In The News
SEC’s Peirce raises concerns over CCO liability (Corporate Secretary)
Oct 19, 2020
City Bar In The News
When the Nail Fails – Remarks before the National Society of Compliance Professionals (U.S. Securities and Exchange Commission)