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Guidance on Charging Compliance Chiefs Could Bring Clarity, but Some Seek More Protections (The Wall Street Journal)
The Wall Street Journal, June 17, 2021
Guidance on Charging Compliance Chiefs Could Bring Clarity, but Some Seek More Protections
Chief compliance officers in the financial sector would get more clarity on their exposure to regulatory charges under a framework proposed by the New York City Bar Association, but some in the profession say more needs to be done to alleviate growing personal-liability concerns.
