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Dec 17, 2020 City Bar In The NewsManaging CCO Risk Without A Liability Standard From SEC (Law360)
Mar 22, 2021 CLE(Webcast) FinCEN Leak: Next Steps for the Financial Industry
Nov 11, 2020 City Bar In The NewsChief Compliance Officers (CCOs) and Personal Liability (Board and Fraud)
Oct 28, 2020 City Bar In The NewsSEC’s Peirce raises concerns over CCO liability (Corporate Secretary)
Oct 19, 2020 City Bar In The NewsWhen the Nail Fails – Remarks before the National Society of Compliance Professionals (U.S. Securities and Exchange Commission)