Chief Compliance Officers (CCOs) and Personal Liability (Board and Fraud)

Board and Fraud, November 11, 2020

Chief Compliance Officers (CCOs) and Personal Liability

‘Compliance officers’ responsibilities are growing, but the nature of the liability they face in executing those responsibilities remains unclear,’ Peirce observed. ‘Indeed, this past February, the New York City Bar publish a report that distilled many of the concerns, and offered a number of recommendations.’

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