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Jun 11, 2024 |
5:30-7 PM |
CLE
Responsible Person Liability Under State and Federal Tax Law
Register for WebinarIn the News
February 13, 2024
SEC Enforcement Targets Anti-Whistleblower Practices in Financial Firm’s Settlement Agreements with Retail Clients by Imposing Highest Penalty in Standalone Enforcement Action Under Exchange Act Rule 21 F-17(a) (National Law Review)
SEC Enforcement Targets Anti-Whistleblower Practices in Financial Firm’s Settlement Agreements with Retail Clients by Imposing Highest Penalty in Standalone Enforcement Action Under Exchange Act Rule 21 F-17(a) (National Law Review)Past EventOn-Demand CLE
Jan 25, 2024 |
9 AM-4:30 PM |
On-Demand