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Ignoring Warnings Earns US Bank Compliance Officer a $450K Personal Fine (Corporate Counsel)
Date
March 12, 2020
Corporate Counsel, March 12, 2020
Ignoring Warnings Earns US Bank Compliance Officer a $450K Personal Fine
Last month the New York City Bar Association issued a report on the growing number of enforcement actions against individual compliance officers and said the trend was concerning to in-house counsel.
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