Friday, June 25, 2021 | 2:00 pm – 4:00 pm
Program Chair & Moderator:
Brandon C. Smith
Deputy Americas Head of Sanctions
UBS
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This program will focus on a history of the regulatory environment that gave rise to the AMLA Act, an overview of the key provisions, a focused discussion on the beneficial ownership registry established by the AMLA Act, and the implications of the expanded subpoena power, SAR sharing, establishment of AML priorities, and increased whistleblower protections.
Program Fee:
$149 for Members | $249 for NonmembersMembers who are Law Students, Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2019-2021), In-House/Corporate Counsel, Judges, and attorney members who practice within the Government, Academic or Not-for-Profit sectors attend this program for free.
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Jennifer Ambuehl
Chief, Bank Integrity Unit
Money Laundering and Asset Recovery Section
U.S. Department of Justice, Criminal DivisionRobert Kim
Senior Legal Analyst
Bloomberg LawEvelyn Sheehan
Kobre & Kim
Formerly Assistant U.S. Attorney, Asset ForfeitureDan Stipano
Davis Polk & Wardwell LLPJerome Walker
Jerome Walker PLLC -
2:00 pm – 2:10 pm
Introduction of Speakers2:10 pm – 2:25 pm
History of Regulatory Environment2:25 pm – 2:50 pm
Overview of the AMLA Act and Key Provisions2:50 pm – 3:05 pm
Implications for Financial Institutions Due to New Approach to SAR Sharing and Subpoena Power for Foreign Institutions3:05 pm – 3:20 pm
Regulator’s Perspective on AML Priorities and the Role they Should Play in Examinations3:20 pm – 3:35 pm
Changes to Enforcement – Whistleblower Protections, New BSA Penalties, and New Roles within FinCEN3:35 pm – 3:50 pm
The Way Forward – How Will the AMLA Act Strengthen Public/Private Partnerships and Improve the SAR Filing Process3:50 pm – 4:00 pm
Questions & Answers -
New York: 2.0 Professional Practice
New Jersey: 2.2 General
California: 2.0 General
Pennsylvania: 1.5 General
Connecticut: Available to Licensed Attorneys -
Sponsoring Association Committee:
Compliance
Inter-American Affairs, Michael A. Fernandez, Chair
White Collar Crime, Marshall L. Miller, ChairSponsorship Opportunities are Available! Please Contact:
Angie Avila, Manager, Membership Outreach and Sponsorships | (212) 382-6608 | aavila@nycbar.org