Wednesday, February 9, 2022 | 9:00 am – 5:00 pm
Brad S. Karp
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Program Co-Chair:
Greg Markel
Seyfarth Shaw LLP
-
Currently, one of the most important and interesting areas of securities related activity is a discussion of what is likely to result from the change of administration from Jay Clayton as Head of the SEC to Gary Gensler. Our keynote speaker will be Steven Peikin, the former Co-Head of Enforcement of the SEC in the prior administration, who will discuss his reaction to Mr. Genzler’s announced agenda
The 10th Securities Litigation & Enforcement Annual Institute will feature the following panels of outstanding speakers:
- David Onorato and Sasha Aganin, of Cornerstone Research, will look back over the trends in securities filings and settlement from 2019-2021 and discuss what the future may bring.
- George Canellos, a former Co-Director of the SEC’s Division of Enforcement, will moderate a panel of leading SEC lawyers featuring Richard Best, Director, New York Regional Office, SEC, Andrew Ceresneyand Stephanie Avakian, the former SEC Enforcement Director, discussing changes in focus at the SEC under the Biden and Gensler administrations, and other developments.
- Greg Markel, Leo Strine, the former Chief Justice of the Supreme Court of Delaware, and Anitha Reddy will discuss Directors’ oversight duties and the Marchand Case
- Daphne Morduchowitz will lead a panel, featuring Professor Joseph Grundfest and Greg Markel, discussing the Slack case in the Ninth Circuit on tracing in Section 11 cases.
- Greg Markel will moderate the traditional securities litigation panel, which will address Goldman and several other important cases, as well as a discussion on the latest trends in the number of securities cases filed and the likely reason for changes in filing levels. Panelists will include Kevin LaCroix, the well-known editor and author of the D&O Diary, Meredith Kotler, Laura Posner, Chair of Securities Litigation Committee, and Jeff Scott.
- Ray DiCamillo will moderate a panel on important issues in current Delaware litigation which will include several distinguished Delaware lawyers. Panelists will include Maeve O’Connor, Kevin Shannon and Jeroen van Kwawegen.
- Akinyemi Akiwowo, Erika Engelson, Tara Griffin and Lani Quarmby will focus on societal issues including diversity in legal departments and their influence on outside counsel.
- Andrew Stemmer will moderate a panel on the biggest concerns and challenges as well as what they are looking for in outside counsel. Panelists will include Martine Beamon, Gina Ferrari, James Meadows, and Joaquin Sena.
This full-day program will provide a comprehensive overview of recent trends, developments and cutting-edge issues in securities litigation, regulation and enforcement. The panels will include prominent securities litigators, senior in-house counsel at major financial institutions, representatives of the SEC and corporations, and nationally recognized trial lawyers.
Program Fee:
$449 For Members | $649 For Nonmembers
In-House Counsel: $299 Member | $499 Nonmember
Gov/NP/AC/Judiciary: $249 Member | $399 Nonmember -
Alexander “Sasha” Aganin
Vice President, Cornerstone ResearchAkinyemi Akiwowo
Executive Director, Litigation and Regulatory Enforcement, Morgan StanleyStephanie Avakian
WilmerHale, Former SEC Enforcement DirectorMartine M. Beamon
Davis PolkRichard Best
Director, New York Regional Office, SECGeorge S. Canellos
MilbankAndrew J. Ceresney
Debevoise & Plimpton LLPRay DiCamillo
Richards Layton & FingerErika Engelson
Head of Americas Litigation, Deutsche Bank AGGina A. Ferrari
Seyfarth Shaw LLPTara A. Griffin
VP & Assistant General Counsel, JP Morgan Chase & Co.Professor Joseph Grundfest
Stanford Law SchoolMeredith Kotler
Freshfields Bruckhaus DeringerKevin LaCroix
Author, The D&O DiaryJames Meadows
Head of Litigation, BarclaysDaphne Morduchowitz
Seyfarth Shaw LLPMaeve O’Connor
Debevoise & PlimptonDavid Onorato
Freshfields Bruckhaus Deringer LLPSteve Peikin
Former Co-Head of Enforcement of the SEC, Keynote SpeakerLaura H. Posner
Cohen Milstein Sellers & Toll PLLCLani Quarmby
Associate General Counsel & Managing Director, Bank of AmericaAnitha Reddy
Wachtell, Lipton, Rosen & KatzJeffrey T. Scott
Sullivan & Cromwell LLPJoaquin Sena
Deputy General Counsel, Bank of AmericaKevin Shannon
Potter Anderson LLPAndrew Stemmer
Deputy Global Head & Americas Head, Litigation and Regulatory Enforcement, Deutsche BankLeo Strine
Former Chief Justice, Supreme Court of DelawareJeroen van Kwawegen
Bernstein Litowitz Berger & Grossmann LLP -
9:00 am – 9:10 am
Introduction9:10 am – 9:40 am
Keynote Speaker
Steven Peikin: Changes to people and policy at the SEC9:40 am – 10:10 am
Trends in Securities Filings and Settlement: Looking Back Over 2019-2021 and What the Future May Bring
Sasha Aganin, David Onorato10:10 am – 10:20 am
Break10:20 am – 11:15 am
Changes in Focus at the SEC and Other Developments
Moderator: George Canellos
Panelists: Stephanie Avakian, Richard Best, Andrew Ceresney11:15 am – 11:20 am
Break11:20 am – 12:00 pm
Directors’ Oversight Duties and the Marchand Case
Moderator: Greg Markel
Panelists: Anitha Reddy, Leo Strine12:00 pm – 12:05 pm
Break12:05 pm – 12:35 pm
Slack Case in the Ninth Circuit on Tracing in Section 11 Cases
Moderator: Daphne Morduchowitz
Panelist: Professor Joseph Grundfest, Greg Markel12:35 pm – 1:05 pm
Lunch Break1:05 pm – 2:00 pm
Securities Litigation Major Cases and Trends: Goldman and other Important Cases
Moderator: Greg Markel
Panelists: Meredith Kotler, Kevin LaCroix, Laura Posner, Jeff Scott2:00 pm – 2:05 pm
Break2:05 pm – 3:00 pm
Important Issues in Current Delaware Litigation
Moderator: Ray DiCamillo
Panelists: Maeve O’Connor, Kevin Shannon, Jeroen van Kwawegen3:00 pm – 3:05 pm
Break3:05 pm – 4:00 pm
Diversity in Legal Departments and Influence on Outside Counsel Selections
Moderator: Greg Markel
Panelists: Akiwowo Akinyemi, Erika Engelson, Tara Griffin, Lani Qarmby4:00 pm – 4:05 pm
Break4:05 pm – 5:00 pm
Biggest Concerns and Challenges for In-House Counsel
Moderator: Andrew Stemmer
Panelists: Martine Beamon, Gina Ferrari, James Meadows, Joaquin Sena -
New York: 7.5 Total, 6.5 Professional Practice, 1.0 Diversity & Inclusion
New Jersey: 7.6 Total, 6.5 General, 1.1 Diversity, Inclusion & Elimination of Bias
California: 7.5 Total, 6.5 General, 1.0 Diversity, Inclusion & Elimination Bias in Legal Profession & Society
Pennsylvania: 6.0 General -
Thank You To Our Sponsors.
Gold Sponsor:
Silver Sponsor:
Sponsoring Association Committee:
Securities Litigation, Laura Posner, Chair
Securities Regulation, Rodney Miller, Chair
White Collar Crime, Marshall L. Miller, Chair
Sponsorship Opportunities are Available! Please Contact:
Angie Avila, Manager, Membership Outreach and Sponsorships | (212) 382-6608 | aavila@nycbar.org