(Webcast) Artificial Intelligence & Machine Learning in Financial Services: A Compliance Perspective

Artificial Intelligence (AI) and Machine Learning (ML) have already transformed the world in several ways. From AI-enabled smartphone features and traffic flow and safety monitoring to predicting the spread of COVID-19, AI and ML have become ubiquitous in our daily lives. The transformative nature of AI and ML, and the increasing pace at which these technologies are adopted have impacted how compliance professionals and risk managers perform their responsibilities. Governments across the world also are moving quickly to ensure that existing laws and regulations account for the use of AI and ML and determine whether new rules are needed, in particular ones that address the ethical considerations that arise from certain uses of AI and ML.

Program Fee:
$149 for Members | $249 for Nonmembers

Members who are Law Students, Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2019-2021), In-House/Corporate Counsel, Judges, and attorney members who practice within the Government, Academic or Not-for-Profit sectors attend this program for free.

Moderator:
James A. Sherer 
Partner and Co-Leader of Emerging Technology Team
BakerHostetler

Faculty:
Jon Blattmachr
Deputy General Counsel
INX Limited

Timnit Gebru, PhD
Computer scientist, widely respected leader, researcher, and author in AI ethics
Co Founder of Blacks in AI

Kevin Greenfield
Deputy Comptroller for Operational Risk Policy
Office of the Comptroller of the Currency

Harsh Singhal
Managing Director and Head of Decision Science & AI Validation
Wells Fargo & Co.

My Chi To
Executive Deputy Superintendent for Insurance
NYS Department of Financial Services

12:30pm – 12:40pm
Introduction

12:40pm – 1:05pm
How AI / ML is used in financial services, including front office customer service interactions, middle office risk assessment, fraud detection, AML and KYC processes, and back office underwriting. 

1:05pm – 1:30pm
How the government regulates, and/or is considering regulating, the use of AI / ML in financial services

1:30pm – 1:55 pm
Ethical considerations with using AI / ML in financial services (for example potential discrimination in consumer and commercial lending, and hiring and promotional opportunities) 

1:55pm – 2:00 pm
Q&A

New York: 1.5 Total, 1.0 Professional Practice, 0.5 Ethics
New Jersey: 1.5 General
California: 1.5 Total, 1.0 General,  0.5 Professional Responsibility
Pennsylvania: 1.0 General
Connecticut: Available to Licensed Attorneys

Sponsoring Association Committees:
Compliance, Patrick T. Campbell, Chair
Corporation Law, Trey Muldrow,  Chair
Council on Intellectual Property, James R. Klaiber, Chair
Diversity Equity & Inclusion, Robert A. Marchman & Matthew E. Morningstar, Co-Chairs
Inter-American Affairs, Michael A. Fernandez, Chair

Sponsorship Opportunities are Available! Please Contact:
Angie Avila, Manager, Membership Outreach and Sponsorships | (212) 382-6608 | aavila@nycbar.org