Securities Arbitration & Mediation Hot Topics 2020

Wednesday, May 20, 2020 | 9:00 am – 1:30 pm
Includes Networking Luncheon


Program Chair:

Roger M. Deitz
Dispute Resolution

  • Recent rule changes and events in financial marketplaces have brought fundamental changes to securities arbitration and mediation. A premier faculty of experienced practitioners, including the Director of FINRA Dispute Resolution, will explore rule changes, decisions, and future developments. This program delivers practical suggestions and tested advice on prosecuting and defending securities arbitrations and mediations. Audience participation and a post program luncheon are key features of this program.

    Program Fee:
    $269 for Members | $369 for Nonmembers
    Newly Admitted, Recent Law Graduates, Public Service and In-House Counsel Members: $134.50
    Co-Sponsoring & Cooperating Org. Members, FINRA/NFA/AAA Arbitrators & Mediators: $134.50
    To register as a member of the supporting organizations, please call 212-382-6663.

    Members who are Recent Law Graduates, Newly Admitted Lawyers (admitted for the first time in any state or country 2018-2020), In-House/Corporate Counsel, Judges, or attorneys that practice within the Government, Academic or Not-for-Profit sectors attend this program for free.

  • TBD

  • TBD

  • New York: 3.5 Professional Practice
    New Jersey: TBD
    California: TBD
    Pennsylvania: TBD
    Connecticut: Available to Licensed Attorneys

  • Co-Sponsoring Organizations:
    Financial Industry Regulatory Authority, National Futures Association, and American Arbitration Association

    Cooperating Organization:
    American Bar Association Section of Dispute Resolution

    Sponsoring Association Committees:
    Alternative Dispute Resolution, Charles M. Newman, Chair
    Arbitration, Steven Skulnik, Chair
    Labor & Employment, Katherine A. Greenberg, Chair
    Litigation, Barbara L. Seniawski, Chair
    Securities Regulation, David S. Huntington, Chair

    Sponsorship Opportunities are Available! Please Contact:
    Angie Avila, Manager, Membership Outreach and Sponsorships | (212) 382-6608 |