7th Annual Securities Litigation & Enforcement Institute

Wednesday, January 23, 2019 | 9:00 a.m. – 5:00 p.m.

Program Co-Chairs:		Keynote Speaker:
Brad S. Karp Paul, Weiss, Rifkind, Wharton & Garrison LLP	Gregory A. Markel Seyfarth Shaw LLP	David Boies Boies Schiller Flexner LLP

Description
Faculty
Agenda
CLE Credit
Sponsors

In the past year and a half the United States has seen changes in the way regulations are enforced and regulators have been treated. As a nation built on the rule of law and dedicated to the integrity of its systems it has faced and will face challenges not only in the area of securities but across the spectrum of areas of regulation. The keynote address will speak to challenges both specific to securities litigation and more generally.

Our panels of prominent and respected experts will describe how the current environment affects regulation and law enforcement. There have been numerous, significant developments in securities, merger and acquisition, corporate governance and crypto-currency in connection with litigation, enforcement and related regulation. While most lawsuits arising from the credit crisis are in the rear view mirror, a new wave of traditional securities class actions has replaced them. The courts in which cases are being been filed has shifted a great deal due to court decisions. The types of M&A cases that are being filed has also changed significantly. At the same time, financial institutions are still being confronted with a number of investigations and enforcement actions conducted by a variety of regulators. Audit firms are facing and participating in investigations. Finally, the courts continue to issue decisions that substantially affect the strategies to be employed in prosecuting and defending securities and derivative litigation. As these lawsuits, investigations and enforcement actions continue, it is critical that securities litigators and enforcement lawyers keep up with the latest developments.

This full-day program will provide a comprehensive overview of recent trends, developments and cutting-edge issues in securities litigation, regulation and enforcement. The panels will include prominent securities litigators, senior in-house counsel at major financial institutions and corporations, nationally recognized trial lawyers, jury consultants, and economists.

Live Program: $599 for Members | $699 for Nonmembers
In-House Counsel: $349 for Members | $449 for Nonmembers
Government/Nonprofit/Academic: $249 for Members | $349 for Nonmembers

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Sasha Aganin Vice President Cornerstone Research	Marla Alhadeff Deputy General Counsel, Global Head of Litigation and Suspicious Activity Reporting (SAR) The Bank of New York Mellon
Barry H. Berke Partner and Co-chair, Litigation Kramer Levin Naftalis & Frankel LLP	George S. Canellos Milbank, Tweed, Hadley & McCloy LLP	Amelia Cottrell Willkie Farr & Gallagher LLP
Mark DiPaolo General Counsel Sarissa Capital Management LP	Stephen Fraidin Cadwalader, Wickersham & Taft LLP
Steven Haber Global Litigation Manager Bloomberg L.P.	Adele Hogan Former Director Forensic, Litigation & Valuation Services Baker Tilly Virchow Krause, LLP	Joshua Ashley Klayman Klayman LLC
Daniel Laguardia Shearman & Sterling LLP	Elaine Mandelbaum Managing Director and Head of Litigation and Regulatory Investigations Citigroup Institutional Clients Group	Denis J. McInerney Davis Polk & Wardwell LLP
Maeve O’Connor Debevoise & Plimpton LLP	David Onorato Royal Bank of Canada	Brian E. Pastuszenski Goodwin Procter LLP
Laura Posner Cohen Milstein Sellers & Toll PLLC	William L. Prickett Seyfarth Shaw LLP	Matthew Schwartz Sullivan & Cromwell LLP Martin Seidel Willkie Farr & Gallagher LLP
Andrew Stemmer Head of Litigation & Regulatory Enforcement – Americas Director & Associate General Counsel Deutsche Bank Legal Department	Jeroen Van Kwawegen Bernstein Litowitz Berger & Grossmann LLPSteven J. Williams Paul, Weiss, Rifkind, Wharton & Garrison LLP

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8:30 a.m. – 9:00 a.m.	Registration & Continental Breakfast
9:00 a.m. – 9:10 a.m.	Trends in Securities Filings Moderator: Gregory A. Markel Panelists: Sasha Aganin
9:10 a.m. – 10:35 a.m.	Recent Developments In Securities Class Actions Moderator: Gregory A. Markel Panelists: Brad S. Karp, Maeve O’Connor, David Onorato, Brian E. Pastuszenski, Laura Posner, Matthew Schwartz
10:35 a.m. – 10:50 a.m.	Morning Break
10:50 a.m. – 11:45 a.m.	Shareholder Activism Today, Delaware and M&A Litigation Moderator: William Prickett Panelists: Mark DiPaolo, Stephen Fraidin, Martin Seidel, Jeroen Van Kwawegen, Steven J. Williams
11:45 a.m. – 12:45 p.m.	Networking Luncheon
12:45 p.m. – 1:30 p.m.	Keynote Address \| “Protecting the Rule of Law” David Boies
1:30 p.m. – 2:30 p.m.	An In-House Perspective on Managing Multiple Regulatory Investigations and Parallel, Private Securities Litigation Moderator: Gregory A. Markel Panelists: Marla Alhadeff, Steven Haber, Elaine Mandelbaum, Andrew Stemmer
2:30 p.m. – 3:45 p.m.	White Collar Litigation Trends Moderator: George S. Canellos Panelists: Barry H. Berke, Amelia Cottrell, Denis McInerney
3:45 p.m. – 4:00 p.m.	Afternoon Break
4:00 p.m. – 5:00 p.m.	Blockchain, Bitcoin & Cryptocurrency: Regulation, Enforcement & Litigation Moderator: Adele Hogan Panelists: Joshua Ashley Klayman, Daniel LaGuardia

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CLE Credit
New York: 6.5 Professional Practice
New Jersey: 6.9 General
California: 6.0 General
Pennsylvania: 5.5 General

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Silver Sponsors:

Sponsoring Association Committees:
Securities Litigation | Daniel H.R. Laguardia, Chair
White Collar Crime | Michael Schachter, Chair
Securities Regulation | David S. Huntington, Chair

Sponsorship Opportunities are Available! Please Contact:
Angie Avila, Manager, Membership Outreach and Sponsorships | (212) 382-6608 | aavila@nycbar.org

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Silver Sponsors: