SECURITIES REPORTING: BEST PRACTICES
Friday, Jan 15 2010

For mail-in registration or a flyer for this program; please click Course detail in PDF format. For additional information call 212-382-6663 or fax 212-869-4451

This program will overview the various SEC reporting forms and recent SEC trends and developments, including how to prepare Forms 10-K, 10-Q, and 8-K and proxy statements. Current trends in shareholder proposals, ways companies are handling the new proxy statement and corporate governance initiatives, and developments in executive compensation disclosure will also be covered. Best practices related to officer certifications under Sarbanes-Oxley, compliance officers’ duties, and trends in board-level issues will be addressed a well. In addition, issues related to executive compensation and shareholder access proposal will be discussed. New disclosure trends related to climate change and environmental impact as well as difficult market conditions and credit issues will be discussed.

Program Chair: N. Adele Hogan, Cadwalader, Wickersham & Taft LLP

Sponsoring Association Committees: Financial Reporting, Nicolas Grabar, Chair & Securities Regulation, Robert E. Buckholz, Jr., Chair

This program provides 3.0 credits in professional practice for the New York State MCLE requirements.
California & Illinois credit differs as it is based on a 60-minute credit hour.
This live program provided transitional credit to newly admitted attorneys; the recording does not provide transitional credit to newly admitted attorneys.


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