Monday, October 20, 2014 | 6:00 p.m. – 8:00 p.m.
PROGRAM CO-CHAIRS
Jodi Misher Peikin, Morvillo Abramowitz Grand Iason & Anello P.C
Steven R. Peikin, Sullivan & Cromwell LLP
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Insider trading continues to be a high enforcement priority for both the SEC and DOJ. Both agencies have devoted unprecedented resources to investigating insider trading violations, continue to employ aggressive investigative techniques, and ventured into new substantive territories and prosecution theories. The result has been a continuing heavy docket of criminal and civil investigations and prosecutions and a continuing effort to chart new ground in insider trading prosecutions.
At this program, a panel of experts will discuss the new frontiers being explored in recent cases. The course will cover the following topics, among others:
- Expanding definitions of “insider” status and materiality
- Issues and defenses arising in cases involving remote tippees;
- Insider trading involving commodities, futures and derivatives, debt and credit instruments
- Enforcement of the Stock Act
- Prosecution and defense strategies
Live Program (includes download of materials):
Live Program – (includes materials):
Member: $199
Nonmember: $299Small law firm discounted rate cannot be combined with other discounts. – See more at: https://cleoffstg.wpengine.com//current-developments-elder-law-2014/#sthash.uSVg14TU.dpuf -
Antonia Apps, Milbank, Tweed, Hadley & McCloy LLP, Former Assistant U.S. Attorney, SDNY
George Canellos, Former SEC Director of Enforcement, Milbank, Tweed, Hadley & McCloy LLP
Alan M. Cohen, Executive Vice President and Global Head of Compliance, Goldman Sachs & Co.
Amelia A. Cottrell, Associate Regional Director, New York Regional Office, U.S. Securities and Exchange Commission
Daniel Gitner, Lankler Siffert & Wohl LLP
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6:00 pm – 6:10 pm Introduction of Panelists and Overview of Panel
6:10 pm – 6:30 pm Developments in Cases Involving Chains of Tippees
— Case Study: U.S. v. Newman6:30 pm – 6:50 pm Developments in STOCK Act Enforcement
— Case Study: In re Height Securities6:50 pm – 7:10 pm Developments Involving Remedies Including Disgorgement and Asset Freezes
— Case Study: U.S. v. Contorinis7:10 pm – 7:30 pm Developments in Secondary Liability
— Case Study: U.S. v. SAC Capital and SEC v. Cohen7:30 pm – 8:00 pm Developments in the Trial of Insider Trading Cases
— Case Study: SEC v. Cuban and U.S. v. Rengan Rajaratnam -
New York Credit: 2.0 professional practice
This program provides transitional/non-transitional credit for all attorneys.
California Credit: 2.0 general
New Jersey Credit: 2.2 general
Pennsylvania Credit: 1.5 general -
Save $$ on DVDs & CDs
*DVDs – (includes materials):
$199 Member
$299 Nonmember
*CDs – (includes materials):
$149 Member
$224 Nonmember
*Materials Only (no CLE credit):
$99 Member
$129 Nonmember* New York residents will be charged the New York sales tax for all audio visual purchases.
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Can’t make it to the program in person? Now you can attend this program from your office or home. Register and view by clicking on the Casemaker logo below: – See more at: https://cleoffstg.wpengine.com//current-developments-elder-law-2014/#sthash.U0smUCfl.dpuf
Can’t make it to the program in person? Now you can attend this program from your office or home. Register and view by clicking on the Casemaker logo below:
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Sponsoring Association Committees: White Collar Crime, Karen Seymour, Chair & Criminal Law, Sharon McCarthy, Chair
Sponsorship Opportunities are Available! Please Contact:
Ann Rappleye, Director, City Bar Center for CLE | (212) 382-6606 | ARappleye@nycbar.org or
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Darianne De Leon, Program & Sponsorship Coordinator, City Bar Center for CLE | (212) 382-6731 | ddeleon@nycbar.org