This year’s event is May 11, 2017

Women in White Collar Kickoff Reception
Monday, May 9, 2016 | 6:30 p.m. – 8:30 p.m.

Institute Followed by Networking Reception
Tuesday, May 10, 2016 | 9:00 a.m. – 5:00 p.m.

KICKOFF RECEPTION SPEAKER
Deirdre M. Daly
US Attorney
District of Connecticut

INSTITUTE CHAIR
Karen Patton Seymour
Sullivan & Cromwell LLP

MORNING KEYNOTE SPEAKER
Honorable Robert L. Capers
US Attorney
Eastern District of New York

KEYNOTE SPEAKER
Sally Quillian Yates
US Deputy Attorney General

• Description
• Faculty
• Agenda
• CLE Credit
• Sponsors

• White collar criminal investigations and prosecutions continue to dominate the headlines. In an evolving and dynamic enforcement landscape, the demands on and consequences for both institutions and individuals have escalated on a seemingly upward spiral. The scope and nature of white collar matters have become even more complex as large, cross-border, multi-jurisdiction investigations proliferate. The challenges of defending these matters have increased, as the DOJ demands that companies help it build criminal cases against their employees as a measure of cooperation and investigations take on international dimensions with continually evolving cybersecurity challenges. After enduring public criticism, enforcement authorities are focused on seeking to hold individuals criminally and civilly responsible.

  The White Collar Criminal Law Committee has assembled a comprehensive full-day program that will explore these and other critical developments that have characterized this era of white collar enforcement. The keynote speakers will be the Honorable Robert L. Capers, US Attorney for the Eastern District and Sally Quillian Yates, US Deputy Attorney General.

  Our panels will include senior government enforcement officials, judges, senior legal personnel from New York-based corporations and financial institutions, and top practitioners in the field. During the plenary sessions, you will learn about the DOJ’s new policy on cooperation, hear the perspectives of former white collar defendants and foreign lawyers, and hear about lessons from recent trials. Break-out sessions will focus on cybersecurity and the role of experts in investigations.

  Special Feature: Women in White Collar Kickoff Reception held the evening before, Monday, May 9, 2016 from 6:30 pm-8:30 pm, an opportunity to hear from Deirdre M. Daly, US Attorney, District of Connecticut and to network in a more intimate setting the evening before the institute. This reception is included in the institute price and all registrants and faculty are encouraged to attend.

  Live Program:
  $799 Member | $899 Nonmember

  Special Pricing for Attorneys Admitted 5 years or less:
  $599 Member | $699 Nonmember

  Special Pricing for Government/Nonprofit/Academics:
  $299 Member | $399 Nonmember

  Register For the Live Program
   

• Allen D. Applbaum
  Global Leader &
  Managing Director
  Berkeley Research Group

  Antonia M. Apps
  Milbank, Tweed, Hadley
  & McCloy LLP

  Barry Berke
  Kramer Levin Naftalis & Frankel LLP

  Barry A. Bohrer
  Schulte Roth & Zabel LLP

  Shawn J. Chen
  Global Co-General Counsel
  Litigation & Regulatory
  Enforcement
  HSBC Holdings Plc

  Carrie H. Cohen
  Assistant US Attorney, SDNY

  James M. Cole
  Sidley Austin LLP

  Sarah Coyne
  Debevoise & Plimpton LLP

  Joseph V. DeMarco
  DeVore & DeMarco LLP

  Shelby R. du Pasquier
  Lenz & Staehelin

  Matthew A. Evans
  Managing Director
  Financial Advisory Services
  AlixPartners
  

  David Finn
  Director
  Digital Crimes Unit
  Microsoft Cybercrime Center

  Daniel M. Gitner
  Lankler Siffert & Wohl LLP

  Rita M. Glavin
  Seward & Kissel LLP

  
  Jon Holland
  Hogan Lovells International LLP
  
  Mei Lin Kwan-Gett
  Global Head of Litigation
  Citigroup

  Marshall L. Miller
  Senior Fellow
  NYU Corporate Compliance & Enforcement Program

  Vasu B. Muthyala
  Kobre & Kim LLP

  Daniel A. Nardello
  Chief Executive Officer
  Nardello & Co

  Sarah Parkes
  Freshfields Bruckhaus
  Deringer LLP

  Jim Pastore
  Debevoise & Plimpton LLP

  Steven R. Peikin
  Sullivan & Cromwell LLP

  Juliana Sa de Miranda
  TozziniFreire
  

  Michael S. Schachter
  Willkie Farr & Gallagher LLP

  Carol L. Sipperly
  Senior Litigation Counsel
  Fraud Section, DOJ

  Daniel Stein
  Criminal Division Chief
  US Attorney’s Office, SDNY

  Edward M. Stroz
  Executive Chairman
  Stroz Friedberg, LLC

  David Szuchman
  Executive Assistant District Attorney and Chief of the Investigation Division
  New York County District Attorney’s Office

  John “Rusty” Wing
  Lankler Siffert & Wohl LLP

  
  

•  

  9:00 am – 9:10 am	Welcome Remarks:  Karen Patton Seymour
  9:10 am – 9:45 am	Morning Keynote Address: Honorable Robert Capers, US Attorney for the Eastern District of New York
  9:45 am – 11:00 am	Former White Collar Defendants Speak Sponsored by Guidepost Solutions Charges and outcomes in each case Immediate collateral consequences and fall out following trial Takeaways from trial – challenges, surprises, watershed moments Fallout following trial Key lessons learned and suggested changes to criminal/civil enforcement process  Moderator: Steven R. Peikin Panelists: Dennis Kozlowski Kurt Mix Donald Stevenson
  11:00 am – 11:10 am	Morning Coffee Break Sponsored by Debevoise & Plimpton LLP
  11:10 am – 12:10 pm	DOJ Policy on Cooperation Sponsored by RSM The cascading effect of the Yates memo on: The self-reporting calculation The decision to waive the attorney-client privilege Joint representation of a company and individual employees The content of the Upjohn warning The increase of dual civil/criminal investigations, and resulting strategic and Fifth Amendment concerns  Moderator: Sarah Coyne Panelists: Barry A. Bohrer James M. Cole Mei Lin Kwan-Gett Marshall L. Miller Daniel Stein
  12:10 am – 1:10 pm	Privacy Privilege and Procedure: Perspectives from Foreign Lawyers Sponsored by Freshfields Data privacy issues – how they differ in the US and abroad Navigating attorney-client privilege and cooperation requirements Dealing with US Authorities – cultural clashes over US approaches to investigations, prosecutions, and enforcement proceedings Moderator: Shawn J. Chen Panelists: Jon Holland Vasu Muthyala Sarah Parkes Shelby R. du Pasquier Juliana Sa de Miranda
  1:10 pm – 1:50 pm	Networking Luncheon Sponsored by Berkeley Research Group
  1:50 pm – 2:25 pm	Keynote Address: Honorable Sally Quillian Yates, Deputy Attorney General
  2:25 pm – 3:40 pm	Lessons From Recent Trials  Sponsored by Paul Weiss Use of jury consultants pre-trial and during trial Strategies and tactics that have worked (and did not work) in recent trials Presenting a defense (and when not to) Presenting evidence – use of technology and visuals Channeling jury deliberations Moderator: Antonia M. Apps Panelists: Carrie H. Cohen Michael S. Schachter Carol L. Sipperly John “Rusty” Wing
  3:40 pm – 3:50 pm	Afternoon Coffee Break  Sponsored by Davis Polk
  3:50 pm – 5:00 pm	Afternoon Break-Out Sessions: (a)      Role of Experts Use of experts on the defense team and to assist in various ways “behind the scenes” Related attorney/client and work-product privileges Use of experts for purposes of trial testimony Moderator: Rita M. Glavin Panelists: Allen D. Applbaum Barry Berke Matthew Evans Daniel  M. Gitner Daniel A. Nardello  (b)  Cybersecurity Unique challenges in investigating, prosecuting, and defending cybercrime Implementing and enforcing cybersecurity policies and procedures Regulatory landscape  Moderator: Joseph V. Demarco Panelists: David Finn Jim Pastore Edward M. Stroz  David Szuchman

  Register For the Live Program
   

• NY: 6.5 pp
  CA: 6.5 general
  NJ: 6.6 general
  PA: 5.5 general

  professional responsibility
  Register For the Live Program
   

   

• 
   
  

  Sponsoring Association Committee: 
  White Collar Crime |Karen Patton Seymour, Chair

  Sponsorship Opportunities are Available! Please Contact:
  Maricela Alfonso, Membership and CLE Relations Associate
  (212) 382-6608
  MAlfonso@nycbar.org
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